Operational Risk Analyst
Company Overview
My Client a market leading financial services provider is currently recruiting for an operational risk professional. This is a unique opportunity for a risk analyst to join a rapidly expanding, multifaceted organisation with great career prospects and growth.
Duties
- Be fully aware of CAS’s requirements for personal compliance. Understand and conform fully to CAS’s requirements on personal account dealing.
- Understand and conform fully to CAS’s requirements on disclosure of gifts and benefits received and given.
- Ensure that any complaint that is justified or otherwise is properly reported for adjudication in accordance with CAS procedures.
- Ensure that any incident which may involve a breach of money laundering rules is notified without delay to the Money Laundering Reporting Officer.
- Ensure that personal data, however obtained, is properly protected in accordance with the requirements of the Data Protection Act.
- Understand and conform to CAS’s requirements on Treating Customers Fairly.
- Ensure, as far as is possible, that all employees with whom the individual comes into contact, especially (but not limited to) those directly supervised, are similarly aware of and conform to CAS’s personal compliance requirements.
Key Responsibilities
- Assist with ongoing daily / monthly monitoring of investment risk within the CFMI funds.
- Assist with the on-going operation and management of risk management systems used.
- Develop good working knowledge of Statpro Revolution system
- Seek to maximise use of Statpro to support the role.
- Maintenance of relevant procedures
- Involvement in the review and analysis of fund documentation received
- Maintain relationship with equivalent London based team.
- Preparation of monthly / quarterly reporting packs for Business Risk Committee and Board.
- Produce risk reporting analysis related to AIFMD reporting – both Annex IV and Annual Financial Statements.
- Complete special projects
- Perform other duties as required
Requirements
- Financial Services knowledge
- Two years operational risk experience
- Practical knowledge of application of derivatives
- Strong MS office skills – in particular Excel and Word
- Ability to work on own initiative and to deadlines
- Good understanding of IT systems
- Financial Services experience
- Funds experience preferred
- Practical experience of derivatives within funds
Summary
So if you are an experienced Operational Risk professional with 2 years risk experience within Funds or Banking who is keen to work for a leading financial services provider then please apply below or contact Keith on T:016618740 E:keith@executiveconnections.ie to discuss further.
